Scope of Service

Legal Service for IPO/Listing at Application Stage (Beijing/Shenzhen/Shanghai Stock Exchange, NEEQ, etc.)

  • Due diligence
  • Joint-stock system reform
  • Issuance of "Legal Opinion" and "Legal Work Report"
    • Hong Kong Red Chip Listing
  • Provide Chinese legal opinions on IPO schemes, restructuring, investment and financing projects
  • Legal services related to VIE structure
  • Due diligence
  • Issuance of "Chinese Legal Opinion" for IPO projects

    • China Securities Regulatory Commission (CSRC) Filing for Overseas Securities Offering and Listing by Domestic Companies

  • IPO for overseas listing (including Red Chip, VIE, H-shares)
  • SPO after overseas listing (placement, rights issue, convertible bonds)
  • H-share full circulation 
    • Special Consulting for Pre-IPO
  • Investor introductions
  • Equity incentives
  • Corporate structure
  • Compliance program
    • Legal Opinions for Major Events of Listed Companies
  • Issuance of legal opinions for share issuance
  • Major asset restructuring
  • Equity changes

    • Private Equity Fund Management

  • Establishment and registration of private equity fund managers
  • Fundraising
  • Legal services for foreign investment projects

    • Bond Issuance

  • Interbank dealer market
  • Bond issuance on the stock exchange
  • Asset securitization and other financing projects
    • Legal Counseling for Hong Kong Listed Companies
  • Perennial legal advisory services for Hong Kong listed companies
  • Legal opinions on the Chinese mainland business related to annual reports of Hong Kong listed companies
  • Legal opinions on other special issues (e.g., VIE structure, leasing, document delivery, asset ownership, business compliance, executive litigation, etc.)

    • Perennial Compliance Legal Counseling Services for Public Companies


    Typical Cases 
    Securities Market
  • Winda Opto-Electronics Co., Ltd. (873001.BJ) successfully completed its IPO and listing on the Beijing Stock Exchange, with the registration and issuance successfully approved. 
  • Energy International Investments Holdings Limited (00353.HK) completed the refinancing project after its overseas listing, with the filing approved by the China Securities Regulatory Commission (CSRC).
  • Filing with China Securities Regulatory Commission for a Hong Kong listed company's project of overseas securities offering and listing by domestic companies.
  • Assistance in NEEQ listing projects for various types of enterprises.
  • Red chip listing in Hong Kong for mainland enterprises: acting as a legal adviser for the listing and restructuring projects of several private enterprises in Guangdong, Sichuan, Shanghai, Ningxia, etc., covering industries such as LED, environmental protection, cultural and creative, film, education, etc.
    • Bond Market
  • The "Foshan 2011 First Phase Regional SME Collection Bills" issuance project (Inter-bank market, debt financing instruments/bond code: 051102002, issuance project code: 11 Foshan SMECN001).  
  • The "Guangdong Chigo Airconditioning Co., Ltd. 2011 Short-Term Financing Bonds" issuance project (Inter-bank market, debt financing instruments/bond code: 041154001, issuance project code: 11 Chigo CP01) [Guangdong Chigo Airconditioning Co., Ltd. is a wholly-owned subsidiary of "Chigo Holding Limited" (00449.HK)].

    • Private Equity Funds

  • Issued the legal opinion for Shenzhen Qianhai Zhipeng Asset Management Co., Ltd (Registration number: P1019997) on the registration of private equity fund managers, and the change of legal representative, controlling shareholder, and actual controller. 
  • Issued the legal opinion on the registration of private equity fund managers for Zhongshan Zhenshi Investment Management Co., Ltd. (Registration number: P1032341).

    • Hong Kong Listed Companies (Sorted In Order Of Companies’ Stock Code)：

  • CLP HOLDINGS（00002.HK）
  • YNBY INTL（00030.HK）
  • CH BEIDAHUANG（00039.HK）
  • ASIAN CITRUS（00073.HK）
  • CHINA ENERGY（00228.HK）
  • ENERGY INTINV（00353.HK）
  • HSIN CHONG GP（00404.HK）
  • CHINASILVER TEC（00515.HK）
  • ALLEGRO CULTURE（00550.HK）
  • UNIVERSAL TECH（01026.HK）
  • NAMYUE HOLDINGS（01058.HK）
  • MING LAM HOLDINGS（01106.HK）
  • CN ENGY STORAGE（01143.HK）
  • TEAMWAY INTL GP（01239.HK）
  • BOILLHEALTHCARE（01246.HK）
  • CHI KINGSTONE（01380.HK）
  • ZHONG AO HOME（01538.HK）
  • REGAL PARTNERS（01575.HK）
  • KAISA GROUP（01638.HK）
  • SHIFANG HLDG（01831.HK）
  • MAN WAH HLDGS（01999.HK）
  • GREEN INTL HLDG （02700.HK）
  • ZHONGLIANG HLDG（02772.HK）
  • YUEXIU SERVICES （06626.HK）
  • GREAT WORLD （08003.HK）
  • CHINA OCEAN GP （08047.HK）
  • SEAMLESS GREEN （08150.HK）
  • CCOE （08286.HK）